This is a direct hire placement in Troy, MI.
Main Responsibilities Include but not Limited to:
Reporting to the Program Director, you are responsible for leading the development, planning and execution of a portfolio of programs.
Early involving and evaluating the feasibility on new program introduction.
Preparing schedules and resource allocation plans for multi-discipline resources, incorporating best practices in cost control, risk analysis and scheduling.
Communicating with customer ...
This position is responsible for providing strategic compliance oversight for Broker-Dealer organization and its registered entities.
•Working with the Chief Compliance Officer, lead the Compliance program for each entity to ensure compliance with applicable laws and regulations.
•Ensure collaboration between the Supervision and Monitoring functions and the Surveillance and Reporting functions of the Compliance area. Work with the team to ensure ...
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